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Let’s start with a quick review of the nuts and bolts: Series 63 + Series 65 = Series 66. Candidates get credit for two exams in one if they’re eligible to take it. Series 66 requires a Series 7 co-requisite, Series 65 does not. The Series 65 could be the only exam a candidate takes, so it spans a wide range of product foundations ...

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Prior to joining Knopman Marks in 2011, Dave practiced bankruptcy law at Weil, Gotshal & Manages and served as a law clerk in a the Southern District of New York Bankruptcy Court working on the General Motors and Lehman Brothers bankruptcies.

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